Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MIA MONEY LTD

    FRN 764192

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Apr 2023)
    • CF10 Compliance Oversight (16 May 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (6 Apr 2017 to 30 Sep 2018)
    • CF1 Director (6 Apr 2017 to 8 Dec 2019)
  • Connect IFA Ltd (no longer approved here)

    FRN 441505

    • CF1 Director (AR) (26 Oct 2015 to 3 Apr 2017)
  • Addstons Ltd (no longer approved here)

    FRN 606620

    • Employed By (26 Oct 2015 to 3 Apr 2017)
  • Direct Life and Pension Services Limited (no longer approved here)

    FRN 155312

    • CF1 Director (AR) (31 Oct 2004 to 8 Dec 2005)
  • Mortgage Solutions London Ltd (no longer approved here)

    FRN 410533

    • (1)Employed By (31 Oct 2004 to 8 Dec 2005)

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Updates to this individual's record on the FCA register.

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