Direct Life and Pension Services Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Simon Reeves
IRN SXR00028
- CF1 Director (AR) (31 Oct 2004 to 1 Jan 2006)
Stephen Paul Gallagher
IRN SPG00016
- CF1 Director (AR) (24 Nov 2004 to 1 Jan 2006)
Stuart Whittle
IRN SJW01485
- Director of firm who is not a certification employee or a SMF manager (21 Jun 2022 to 30 Apr 2023)
Thillainathar Karunathasan
IRN TXK01189
- CF1 Director (AR) (31 Oct 2004 to 8 Dec 2005)
Timothy Nicholas Mather
IRN TNM00016
- CF2 Non Executive Director (30 Oct 2014 to 25 May 2016)
Toni Smith
IRN TXS02148
- Director of firm who is not a certification employee or a SMF manager (22 Jan 2021 to 14 Feb 2022)
Valerie Christine Morton
IRN VCM01006
- CF4 Partner (AR) (31 Oct 2004 to 1 Jan 2006)

Smaller firms operating under this firm's FCA authorisation.

Select Finance Consultants (no longer appointed)
FRN 415659 · Appointed 25 Nov 2004 · Until 29 Nov 2004
Secure Health (no longer appointed)
FRN 415664 · Appointed 25 Nov 2004 · Until 29 Nov 2004
Orchard Insurance (no longer appointed)
FRN 415661 · Appointed 25 Nov 2004 · Until 29 Nov 2004
Chase Holmes (Hubburn) Ltd (no longer appointed)
FRN 415667 · Appointed 25 Nov 2004 · Until 29 Nov 2004
James Howard & Partners Ltd (no longer appointed)
FRN 415662 · Appointed 25 Nov 2004 · Until 29 Nov 2004
J G Diamond (no longer appointed)
FRN 415660 · Appointed 25 Nov 2004 · Until 29 Nov 2004
Melville Ross Carnegie (no longer appointed)
FRN 415035 · Appointed 18 Nov 2004 · Until 11 Mar 2005
Peter Weddell (no longer appointed)
FRN 414820 · Appointed 16 Nov 2004 · Until 23 Nov 2004
Jupiter Financial Select (no longer appointed)
FRN 414824 · Appointed 16 Nov 2004 · Until 1 Jan 2006
Needhams (Mortgage, Life & General Insurance) (no longer appointed)
FRN 414395 · Appointed 10 Nov 2004 · Until 8 Dec 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.