DILIGENTA LIMITED

• Principal Place of Business

  Lynch Wood

  Peterborough

  Cambs

  PE2 6FY

  UNITED KINGDOM

  Phone

  +4407708485466

  Web

  https://www.diligenta.co.uk

• Complaints Contact

  Lynch Wood

  Peterborough

  Cambs

  PE2 6FY

  UNITED KINGDOM

  Phone

  +4407708485466

• Equity Release Admin

  For Customer, Home reversion plans

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Debt Plan Admin

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Shalini Vasundara Pandita-Gunawardena

  IRN SVP00001

  • CF28 Systems and controls (1 Nov 2007 to 5 Jan 2009)
  • CF14 Risk Assessment (20 Jun 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (20 Jun 2006 to 4 Feb 2011)
  • CF10 Compliance Oversight (20 Jun 2006 to 4 Feb 2011)
• Shamik Choudhary

  IRN SXC00805

  • [FCA CF] Manager of certification employee (1 Jun 2022 to 31 Jul 2025)
• Shane Bowmaker

  IRN SXB01250

  • [FCA CF] Functions requiring qualifications (12 Jun 2023 to 22 Sep 2023)
• Shane Sleath

  IRN SXS00589

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 18 Mar 2024)
  • [FCA CF] Functions requiring qualifications (1 May 2021 to 7 Jul 2023)
• Sharion Hamilton

  IRN SXH00401

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Nov 2020)
• Sharon Fleming

  IRN SXF00143

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2023)
• Sharon Lawson

  IRN SXL00185

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2020)
• Sharon Rennie

  IRN SXR00226

  • [FCA CF] Manager of certification employee (since 1 Feb 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2023)
• Sharon Waterson

  IRN SXW00313

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Oct 2020)
• Shashwat Sunil Tipnis

  IRN SXT00680

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 1 Nov 2023)

No changes recorded yet.