DILIGENTA LIMITED

• Principal Place of Business

  Lynch Wood

  Peterborough

  Cambs

  PE2 6FY

  UNITED KINGDOM

  Phone

  +4407708485466

  Web

  https://www.diligenta.co.uk

• Complaints Contact

  Lynch Wood

  Peterborough

  Cambs

  PE2 6FY

  UNITED KINGDOM

  Phone

  +4407708485466

• Equity Release Admin

  For Customer, Home reversion plans

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Debt Plan Admin

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Shaun Fyfe

  IRN SXF00517

  • [FCA CF] Functions requiring qualifications (1 Jul 2024 to 30 Sep 2025)
• Shaun Mathew Conlon

  IRN SXC00349

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 26 Feb 2020)
• Shazaib Tariq

  IRN SXT00523

  • [FCA CF] Functions requiring qualifications (21 Nov 2022 to 2 May 2023)
• Sheetal Fernandes

  IRN SXF00137

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2022)
• Shekhar Shukla

  IRN SXS03080

  • SMF24 Chief Operations (9 Dec 2019 to 1 Oct 2023)
  • CF29 Significant management (4 Mar 2013 to 8 Dec 2019)
• Shenda Ward

  IRN SXW00260

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Jan 2022)
• Shilpa Rajput

  IRN SXR00820

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 18 Mar 2024)
• Shirley Fernandes

  IRN SXF00142

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jun 2022)
• Shirshendu Roy

  IRN SXR00670

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 9 Feb 2023)
• Shobith Bhaskar Shetty

  IRN SXS05349

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 11 Jul 2024)

No changes recorded yet.