Date authorised
1 April 2013
Companies House
OC302881
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 North Audley Street
    London
    W1K 6WE
    UNITED KINGDOM
    Phone
    +442074085200
  • Complaints Contact

    20 North Audley Street
    London
    W1K 6WE
    UNITED KINGDOM
    Phone
    +442074085200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Argyris Bikos

    IRN AXB01835

    • CF4 Partner (20 Mar 2008 to 31 Dec 2009)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF27 Investment Management (30 Nov 2006 to 31 Oct 2007)
    • CF26 Customer Trading (10 May 2006 to 30 Nov 2006)
  • Ashley James Dodd-Noble

    IRN AJD01166

    • [FCA CF] Material risk taker (since 18 May 2023)
    • [FCA CF] Client dealing (since 18 May 2023)
    • CF4 Partner (30 Aug 2013 to 16 Jul 2019)
    • CF30 Customer (1 Nov 2007 to 4 Jul 2019)
    • CF27 Investment Management (13 Mar 2007 to 31 Oct 2007)
  • Ashley Lawrence Burrows

    IRN ALB01098

    • [FCA CF] Algorithmic trading (since 9 Dec 2019)
  • Aurelie Cenille

    IRN AXC02383

    • CF30 Customer (15 Aug 2011 to 14 Feb 2013)
  • Ava Ranger

    IRN AXR00967

    • [FCA CF] Client dealing (since 9 Sep 2024)
  • Beatriz Deza

    IRN BXD01155

    • CF30 Customer (22 Apr 2010 to 7 Sep 2010)
  • Bryony Elizabeth Louise Chishick

    IRN BED01011

    • CF30 Customer (1 Nov 2007 to 29 Aug 2008)
    • CF26 Customer Trading (11 Jul 2007 to 31 Oct 2007)
  • Carly Sweeney

    IRN CXE01282

    • [FCA CF] Client dealing (since 21 Feb 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Dec 2020)
    • CF30 Customer (13 Mar 2014 to 8 Dec 2019)
  • Carmine Di Conno

    IRN CXD01156

    • CF30 Customer (1 Nov 2007 to 4 Mar 2009)
    • CF27 Investment Management (21 Nov 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (17 Jun 2005 to 21 Nov 2005)
    • CF4 Partner (17 Jun 2005 to 4 Mar 2009)
  • Daniel Jonathon Seaton

    IRN DJS01394

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (24 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.