DF Capital Bank Limited

Date authorised
29 September 2020
Companies House
10198535
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Express Building
    9 Great Ancoats Street
    Manchester
    Manchester
    M4 5AD
    UNITED KINGDOM
    Phone
    +4403300940162
    Web
    https://www.dfcapital.bank

  • Complaints Contact

    Express Building
    9 Great Ancoats Street
    Manchester
    Manchester
    M4 5AD
    UNITED KINGDOM
    Phone
    +4402039376392

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

  • Trades With You Directly

    For Eligible Counterparty, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Dominic Rogers

    IRN DXD00212

    • [FCA CF] Significant management (since 23 Aug 2023)
    • [FCA CF] Material risk taker (since 26 Jul 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 26 Jul 2021)
  • Daniel Savage

    IRN DXS00141

    • [FCA CF] Material risk taker (29 Sep 2020 to 27 Jul 2021)
    • [FCA CF] Significant management (29 Sep 2020 to 27 Jul 2021)
    • [PRA CF] Significant risk taker or Material risk taker (29 Sep 2020 to 27 Jul 2021)
  • David Burton

    IRN DXB00133

    • [PRA CF] Significant risk taker or Material risk taker (since 25 Jul 2023)
    • [FCA CF] Material risk taker (since 25 Jul 2023)
    • [FCA CF] Significant management (since 25 Jul 2023)
    • [FCA CF] Material risk taker (29 Sep 2020 to 27 Jul 2021)
    • [FCA CF] Significant management (29 Sep 2020 to 27 Jul 2021)
    • [PRA CF] Significant risk taker or Material risk taker (29 Sep 2020 to 27 Jul 2021)
  • Dawn Hart

    IRN DXH18430

    • SMF16 Compliance Oversight (3 Aug 2022 to 3 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (3 Aug 2022 to 3 Oct 2025)
  • Desmond George McNamara

    IRN DGM01133

    • SMF4 Chief Risk (29 Sep 2020 to 26 Feb 2021)
  • Garry Frew

    IRN GXF00189

    • SMF18 Other Overall Responsibility (24 Jul 2023 to 5 Dec 2024)
  • Gavin Peter Morris

    IRN GPM01103

    • SMF2 Chief Finance (29 Sep 2020 to 4 Jul 2025)
    • SMF3 Executive Director (29 Sep 2020 to 31 Jul 2025)
  • Haakon Stenrød

    IRN HXS00052

    • Director of firm who is not a certification employee or a SMF manager (since 29 Sep 2020)
  • James Michael Felton

    IRN JXF21343

    • [FCA CF] Significant management (since 1 Feb 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Feb 2023)
    • [FCA CF] Material risk taker (since 1 Feb 2023)
  • James Uttley

    IRN JXU00008

    • [PRA CF] Significant risk taker or Material risk taker (29 Sep 2020 to 27 Jul 2021)
    • [FCA CF] Material risk taker (29 Sep 2020 to 27 Jul 2021)
    • [FCA CF] Significant management (29 Sep 2020 to 27 Jul 2021)
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Recent activity

Updates to this firm's record on the FCA register.

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