James Michael Felton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DF Capital Bank Limited

    FRN 848291

    • [FCA CF] Significant management (since 1 Feb 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Feb 2023)
    • [FCA CF] Material risk taker (since 1 Feb 2023)
  • LDF Ops Limited (no longer approved here)

    FRN 625155

    • SMF17 Money Laundering Reporting Officer (MLRO) (28 Apr 2021 to 25 Apr 2022)
    • SMF3 Executive Director (9 Dec 2019 to 25 Apr 2022)
    • CF1 Director (6 Nov 2019 to 8 Dec 2019)
  • LDF Operations Limited (no longer approved here)

    FRN 630633

    • SMF17 Money Laundering Reporting Officer (MLRO) (28 Apr 2021 to 25 Apr 2022)
    • SMF3 Executive Director (9 Dec 2019 to 25 Apr 2022)
    • CF1 Director (6 Nov 2019 to 8 Dec 2019)
  • LDF Finance No.1 Limited (no longer approved here)

    FRN 716262

    • SMF17 Money Laundering Reporting Officer (MLRO) (28 Apr 2021 to 25 Apr 2022)
    • SMF3 Executive Director (9 Dec 2019 to 25 Apr 2022)
    • CF1 Director (6 Nov 2019 to 8 Dec 2019)
  • LDF Finance No. 3 Limited (no longer approved here)

    FRN 716801

    • SMF17 Money Laundering Reporting Officer (MLRO) (28 Apr 2021 to 25 Apr 2022)
    • SMF3 Executive Director (9 Dec 2019 to 25 Apr 2022)
    • CF1 Director (6 Nov 2019 to 8 Dec 2019)
  • LDF FINANCE NO. 2 LIMITED (no longer approved here)

    FRN 717356

    • SMF17 Money Laundering Reporting Officer (MLRO) (28 Apr 2021 to 25 Apr 2022)
    • SMF3 Executive Director (9 Dec 2019 to 25 Apr 2022)
    • CF1 Director (6 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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