Date authorised
1 April 2013
Companies House
02438974
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    North House
    St. Edwards Way
    Romford
    Essex
    RM1 3PP
    UNITED KINGDOM
    Phone
    +441403327714
  • Complaints Contact

    Spectrum Building
    55 Blythswood Street
    Glasgow
    G2 7AT
    UNITED KINGDOM
    Phone
    +441412853539

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · limited to broking credit agreements for the purchase of insurance.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard David Houghton

    IRN RDH01024

    • CF2 Non Executive Director (19 Jun 2006 to 22 Jan 2007)
    • CF1 Director (8 Nov 2005 to 19 Jun 2006)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 1 Jul 2005)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Jul 2005)
  • Robert William Barnett

    IRN RWB01106

    • CF29 Significant management (3 Jul 2009 to 31 Dec 2009)
  • Robin Webster

    IRN RWW01081

    • CF28 Systems and controls (1 Nov 2007 to 31 Dec 2007)
    • CF14 Risk Assessment (2 Dec 2005 to 31 Oct 2007)
  • Rory Malcolm Cullinan

    IRN RXC01304

    • CF1 Director (20 Jul 2010 to 5 May 2011)
  • Sharon Timbrell

    IRN SXT01738

    • CF1 Director (10 Oct 2012 to 28 Oct 2016)
    • CF29 Significant management (10 Oct 2012 to 28 Oct 2016)
    • CF28 Systems and controls (10 Oct 2012 to 28 Oct 2016)
  • Sheree Kim Howard

    IRN SKH01012

    • CF1 Director (15 Feb 2010 to 5 May 2011)
    • CF28 Systems and controls (15 Sep 2009 to 5 May 2011)
  • Stephen Charles Hirst Kiefer

    IRN SCK01033

    • CF1 Director (14 Jan 2005 to 31 Oct 2012)
  • William James Hughes

    IRN WJH01044

    • SMF3 Executive Director (9 Dec 2019 to 12 Mar 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 12 Mar 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 12 Mar 2024)
    • Responsible for Insurance Mediation (1 Jul 2007 to 30 Sep 2018)
    • CF3 Chief Executive (1 Jul 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Jul 2007 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Realrider Limited (no longer appointed)

    FRN 608509 · Appointed 9 Oct 2013 · Until 1 Nov 2014

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.