Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (21 Mar 2014 to 6 Mar 2016)
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- CF1 Director (15 Feb 2010 to 5 May 2011)
- CF28 Systems and controls (15 Sep 2009 to 5 May 2011)
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- CF1 Director (15 Feb 2010 to 26 Mar 2012)
- CF28 Systems and controls (15 Sep 2009 to 4 Mar 2012)
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- CF1 Director (15 Sep 2009 to 23 May 2012)
- CF28 Systems and controls (1 Nov 2007 to 4 Mar 2012)
- CF14 Risk Assessment (11 Dec 2003 to 31 Oct 2007)
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- CF1 Director (15 Sep 2009 to 26 Mar 2012)
- CF28 Systems and controls (1 Nov 2007 to 4 Mar 2012)
- CF14 Risk Assessment (11 Dec 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.