Date authorised
1 April 2013
Companies House
02438974
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    North House
    St. Edwards Way
    Romford
    Essex
    RM1 3PP
    UNITED KINGDOM
    Phone
    +441403327714
  • Complaints Contact

    Spectrum Building
    55 Blythswood Street
    Glasgow
    G2 7AT
    UNITED KINGDOM
    Phone
    +441412853539

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · limited to broking credit agreements for the purchase of insurance.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Falconer

    IRN IXF01067

    • CF2 Non Executive Director (18 Feb 2010 to 5 May 2011)
  • James Oliver Whittingham

    IRN JXW15948

    • SMF3 Executive Director (since 2 Aug 2022)
  • John Brendan O'Roarke

    IRN JBO01003

    • CF1 Director (14 Jan 2005 to 30 Jun 2005)
  • John Myers

    IRN JXM00082

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Apr 2025)
  • Kevin Stewart Patience

    IRN KSP00004

    • CF28 Systems and controls (12 Jul 2010 to 5 May 2011)
  • Kieran Paul O'Keeffe

    IRN KXO01083

    • CF29 Significant management (18 Mar 2009 to 5 May 2011)
  • Leigh James Bartlett

    IRN LJB01081

    • CF1 Director (15 Feb 2010 to 23 Mar 2011)
  • Louise Marie Hughes

    IRN LXH00035

    • SMF17 Money Laundering Reporting Officer (MLRO) (20 Oct 2023 to 11 Feb 2025)
    • SMF3 Executive Director (4 Aug 2022 to 24 Feb 2025)
  • Mark Hesketh

    IRN MXH01424

    • CF28 Systems and controls (7 Feb 2008 to 28 Aug 2009)
    • CF13 Finance (8 Feb 2006 to 1 Jul 2007)
    • CF17 Significant Mgt (Other Business Operations) (19 Jan 2006 to 8 Feb 2006)
  • Mark Robert Mear

    IRN MRM01121

    • CF1 Director (12 May 2017 to 29 Aug 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Realrider Limited (no longer appointed)

    FRN 608509 · Appointed 9 Oct 2013 · Until 1 Nov 2014

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.