Date authorised
1 May 2002
Companies House
BR000005
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    21 Moorfields
    London
    EC2Y 9DB
    UNITED KINGDOM
    Phone
    +442075458000
  • Complaints Contact

    21 Moorfields
    London
    EC2Y 9DB
    UNITED KINGDOM
    Phone
    +442075458000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Retail (Investment), Deposit

  • Private Fund Guardian

  • Financial Benchmarks

  • P2P Lending Advice

    For Commercial, Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Carbon Auction Bidding

    For Professional, Retail (Emissions), Emissions Auction Product

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Angela Dimitrova Dusek

    IRN AXP01279

    • CF21 Investment Adviser (1 Dec 2001 to 11 Feb 2005)
  • Angela Gamba

    IRN AXG01264

    • CF21 Investment Adviser (1 Dec 2001 to 20 Nov 2002)
  • Angela Gillen

    IRN AGG01079

    • [FCA CF] Client dealing (7 Mar 2016 to 6 Mar 2017)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Mar 2017)
    • CF30 Customer (26 Jun 2013 to 6 Mar 2016)
  • Angela Gillian Campbell-Noe

    IRN AGC01066

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 27 Jan 2003)
  • Angela Oluwabukola Rachel Isherwood

    IRN AOI01006

    • CF30 Customer (21 Dec 2007 to 8 Dec 2008)
  • Angela Perez Palacin

    IRN AXP01702

    • CF30 Customer (1 Nov 2007 to 5 Nov 2009)
    • CF21 Investment Adviser (19 Jun 2007 to 31 Oct 2007)
  • Angela Sprigens

    IRN AXP01519

    • [FCA CF] Manager of certification employee (since 23 Apr 2025)
    • [FCA CF] Significant management (since 27 Nov 2019)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Feb 2019)
    • [FCA CF] Significant management (7 Mar 2016 to 8 Aug 2017)
  • Angela Xia

    IRN AXX00001

    • [FCA CF] Client dealing (31 Dec 2020 to 10 Jan 2024)
  • Angele Klara Luclenne Braun

    IRN AXB01913

    • [FCA CF] Client dealing (28 Sep 2023 to 2 Sep 2024)
  • Angeliki Entzi Wahba

    IRN AXW71305

    • [FCA CF] Client dealing (26 Jun 2023 to 31 Oct 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.