Deutsche Bank AG

• Principal Place of Business

  21 Moorfields

  London

  EC2Y 9DB

  UNITED KINGDOM

  Phone

  +442075458000

  Web

  https://www.db.com

• Complaints Contact

  21 Moorfields

  London

  EC2Y 9DB

  UNITED KINGDOM

  Phone

  +442075458000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Private Fund Guardian

• Financial Benchmarks

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Carbon Auction Bidding

  For Professional, Retail (Emissions), Emissions Auction Product

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Alice Bolognini

  IRN AXB76223

  • [FCA CF] Client dealing (27 Jan 2020 to 22 Sep 2022)
• Alice Duplan

  IRN AXD01681

  • CF30 Customer (1 Nov 2007 to 30 Apr 2012)
  • CF21 Investment Adviser (10 Aug 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (22 Jan 2007 to 10 Aug 2007)
• Alice Jane Pullin

  IRN AJP01172

  • CF21 Investment Adviser (1 Dec 2001 to 21 Oct 2005)
• Alice Laure Tissot

  IRN AXT01779

  • [FCA CF] Manager of certification employee (24 Apr 2019 to 5 May 2023)
  • [FCA CF] Material risk taker (1 Apr 2019 to 5 May 2023)
  • [FCA CF] Client dealing (7 Mar 2016 to 5 May 2023)
  • CF30 Customer (10 Oct 2012 to 6 Mar 2016)
• Alice Mignon

  IRN AXM02366

  • CF30 Customer (1 Nov 2007 to 4 Dec 2008)
  • CF21 Investment Adviser (28 Feb 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (21 Aug 2006 to 27 Feb 2007)
• Alice Shpak

  IRN AXS05574

  • [FCA CF] Client dealing (since 12 Sep 2025)
• Alice Tapsikova

  IRN AXT01834

  • [FCA CF] Client dealing (7 Mar 2016 to 17 May 2018)
  • CF30 Customer (25 Nov 2013 to 6 Mar 2016)
• Alice Whitlow

  IRN AXW75413

  • [FCA CF] Client dealing (since 15 Apr 2016)
  • [FCA CF] Manager of certification employee (10 Oct 2024 to 9 Dec 2024)
• Alicia Glennon

  IRN AXG75557

  • [FCA CF] Client dealing (21 Dec 2017 to 17 Jul 2020)
• Alihan Kaan Erdogdu

  IRN AKE01019

  • [FCA CF] Client dealing (7 Mar 2016 to 13 Jun 2017)
  • CF30 Customer (22 Feb 2016 to 6 Mar 2016)

No changes recorded yet.