Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Manager of certification employee (since 25 Apr 2023)
- [FCA CF] Client dealing (since 8 Aug 2017)
- [PRA CF] Significant risk taker or Material risk taker (21 Aug 2020 to 9 Sep 2021)
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- [PRA CF] Significant risk taker or Material risk taker (21 Aug 2020 to 9 Sep 2021)
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- [FCA CF] Client dealing (7 Mar 2016 to 13 Jun 2017)
- CF30 Customer (22 Feb 2016 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.