Date authorised
1 May 2002
Companies House
BR000005
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    21 Moorfields
    London
    EC2Y 9DB
    UNITED KINGDOM
    Phone
    +442075458000
  • Complaints Contact

    21 Moorfields
    London
    EC2Y 9DB
    UNITED KINGDOM
    Phone
    +442075458000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Retail (Investment), Deposit

  • Private Fund Guardian

  • Financial Benchmarks

  • P2P Lending Advice

    For Commercial, Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Carbon Auction Bidding

    For Professional, Retail (Emissions), Emissions Auction Product

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexandre Paul Morin

    IRN APM01118

    • [FCA CF] Client dealing (7 Mar 2016 to 16 Mar 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 16 Mar 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF23 Corporate Finance Adviser (14 Oct 2004 to 31 Oct 2007)
  • Alexandre Richard Harald Reinert

    IRN ARR01051

    • CF30 Customer (1 Nov 2007 to 13 May 2010)
    • CF21 Investment Adviser (22 Mar 2007 to 31 Oct 2007)
  • Alexandre Sallavuard

    IRN AXS03461

    • SMF4 Chief Risk (since 29 Nov 2024)
    • [FCA CF] Manager of certification employee (10 Nov 2023 to 29 Nov 2024)
    • [FCA CF] Material risk taker (1 Jan 2022 to 29 Nov 2024)
  • Alexandre Vincent Jean Gruca

    IRN AXG01395

    • CF30 Customer (1 Nov 2007 to 10 Nov 2011)
    • CF21 Investment Adviser (19 Apr 2005 to 31 Oct 2007)
  • Alexandria dhayaa

    IRN AXD01119

    • [FCA CF] Client dealing (since 15 Sep 2025)
  • Alexandros Kouroupakis

    IRN AXK02271

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)
  • Alexandros Tzartzouras

    IRN AXT01231

    • CF30 Customer (1 Nov 2007 to 18 Sep 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Alexandru Lucian Pop

    IRN ALP01049

    • [FCA CF] Manager of certification employee (since 4 Jul 2025)
    • [FCA CF] Client dealing (since 4 Jul 2025)
  • Alexei Alexandrovich Khalioulline

    IRN AAK01034

    • CF21 Investment Adviser (13 Mar 2003 to 19 Sep 2003)
  • Alexey Jurjevich Goncharenko

    IRN AJG01237

    • CF21 Investment Adviser (7 Mar 2003 to 17 Feb 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.