Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 4 Jul 2025)
    • [FCA CF] Manager of certification employee (since 4 Jul 2025)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [FCA CF] Manager of certification employee (14 Sep 2022 to 28 Jun 2025)
    • [FCA CF] Material risk taker (1 Jan 2021 to 28 Jun 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 28 Jun 2025)
    • CF30 Customer (20 Aug 2010 to 6 Mar 2016)
    • CF21 Investment Adviser (22 Nov 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Jun 2004 to 22 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.