Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
21 MoorfieldsLondonEC2Y 9DBUNITED KINGDOM- Phone
- +442075458000
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Complaints Contact
21 MoorfieldsLondonEC2Y 9DBUNITED KINGDOM- Phone
- +442075458000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For Eligible Counterparty, Professional, Retail (Investment), Deposit
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Private Fund Guardian
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Financial Benchmarks
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P2P Lending Advice
For Commercial, Eligible Counterparty, Professional, Retail (Investment)
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Investment Advice (no pensions)
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Insurance Admin
For Commercial, Non-investment insurance contracts
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Carbon Auction Bidding
For Professional, Retail (Emissions), Emissions Auction Product
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Stockbroking
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Holds Your Assets
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Electronic Trade Settlement
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Biraj Chhaganlal Parmar
IRN BCP01013
- CF30 Customer (1 Nov 2007 to 16 Jan 2008)
- CF21 Investment Adviser (12 Sep 2006 to 31 Oct 2007)
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Biran Thaker
IRN BXT01278
- [FCA CF] Client dealing (7 Mar 2016 to 19 May 2017)
- CF30 Customer (18 Feb 2013 to 6 Mar 2016)
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Birgit Kolenda
IRN BXK01143
- CF21 Investment Adviser (13 Oct 2005 to 3 Sep 2007)
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Birgit Prill
IRN BXK01049
- CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2003)
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Birgit ULLRICH-YOUNGS
IRN BXU19455
- [FCA CF] Client dealing (8 Feb 2017 to 16 Jul 2019)
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Birju Shah
IRN BXS01160
- CF30 Customer (1 Nov 2007 to 31 Jan 2009)
- CF21 Investment Adviser (3 May 2005 to 31 Oct 2007)
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Birthe Nielsen Ozols
IRN BNO01002
- CF21 Investment Adviser (1 Dec 2001 to 27 Jun 2002)
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Bisher Armanazi
IRN BXA01202
- [FCA CF] Client dealing (7 Mar 2016 to 7 Jun 2022)
- CF30 Customer (30 Sep 2011 to 6 Mar 2016)
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Biwei Cui
IRN BXC00343
- [FCA CF] Client dealing (since 13 Dec 2023)
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Bj?rn Wiegelmann
IRN BXW01342
- [FCA CF] Client dealing (15 Aug 2019 to 31 Oct 2021)
- CF30 Customer (4 May 2010 to 8 Aug 2012)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.