Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
21 MoorfieldsLondonEC2Y 9DBUNITED KINGDOM- Phone
- +442075458000
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Complaints Contact
21 MoorfieldsLondonEC2Y 9DBUNITED KINGDOM- Phone
- +442075458000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For Eligible Counterparty, Professional, Retail (Investment), Deposit
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Private Fund Guardian
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Financial Benchmarks
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P2P Lending Advice
For Commercial, Eligible Counterparty, Professional, Retail (Investment)
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Investment Advice (no pensions)
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Insurance Admin
For Commercial, Non-investment insurance contracts
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Carbon Auction Bidding
For Professional, Retail (Emissions), Emissions Auction Product
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Stockbroking
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Holds Your Assets
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Electronic Trade Settlement
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Bjarne Thomas Faczinek-Beckmann
IRN BTF01007
- CF30 Customer (1 Nov 2007 to 25 Jan 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Bjoern Feddersen
IRN BXF01089
- CF21 Investment Adviser (16 Jun 2005 to 19 Jun 2006)
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Bjoern Max Bischoff
IRN BMB01059
- [FCA CF] Material risk taker (7 Mar 2016 to 31 Mar 2018)
- [FCA CF] Client dealing (7 Mar 2016 to 17 Dec 2019)
- CF30 Customer (12 Apr 2013 to 6 Mar 2016)
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Bjorgvin Skuli Sigurdsson
IRN BSS01032
- CF30 Customer (18 Aug 2010 to 9 Apr 2013)
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Bjorn Andersen
IRN BMA01022
- [FCA CF] Material risk taker (1 Apr 2017 to 21 Dec 2018)
- [FCA CF] Client dealing (7 Mar 2016 to 18 Oct 2018)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (23 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (9 Jan 2007 to 20 Jul 2007)
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Bjorn Sigurdsson
IRN BXS00538
- [FCA CF] Client dealing (since 5 Dec 2024)
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Bjorn Torgny Lagerstam
IRN BTL00009
- CF30 Customer (19 Aug 2009 to 15 Nov 2011)
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Blagoy Vasilev Kostadinov
IRN BXK01512
- [FCA CF] Client dealing (7 Mar 2016 to 24 Jun 2019)
- CF30 Customer (30 Nov 2015 to 6 Mar 2016)
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Blaine Hamilton Mooney
IRN BXM01218
- CF21 Investment Adviser (18 Mar 2002 to 30 Jun 2002)
- CF26 Customer Trading (1 Dec 2001 to 18 Mar 2002)
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Blair Richmond
IRN BJR01071
- [FCA CF] Client dealing (19 Jun 2017 to 16 Aug 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.