Deutsche Bank AG

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FRN: 150018
Date authorised: 1 May 2002
Companies House: BR000005
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

21 Moorfields

London

EC2Y 9DB

UNITED KINGDOM

Phone

+442075458000

Web

https://www.db.com
Complaints Contact

21 Moorfields

London

EC2Y 9DB

UNITED KINGDOM

Phone

+442075458000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For Eligible Counterparty, Professional, Retail (Investment), Deposit
Private Fund Guardian
Financial Benchmarks
P2P Lending Advice

For Commercial, Eligible Counterparty, Professional, Retail (Investment)
Investment Advice (no pensions)

For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Insurance Admin

For Commercial, Non-investment insurance contracts
Carbon Auction Bidding

For Professional, Retail (Emissions), Emissions Auction Product
Stockbroking

For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Investment Setup

For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Manages Your Portfolio

For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Holds Your Assets

For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Electronic Trade Settlement

For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Arnaud Lannic
IRN ARL01054
- [FCA CF] Material risk taker (1 Apr 2017 to 24 Jun 2018)
- [FCA CF] Manager of certification employee (29 Nov 2016 to 23 May 2018)
- [FCA CF] Client dealing (10 Oct 2016 to 23 May 2018)
Arnaud Laurent De Giovanni
IRN ALD01038
- CF30 Customer (1 Nov 2007 to 31 Dec 2010)
- CF21 Investment Adviser (1 May 2007 to 31 Oct 2007)
Arnaud Liber Sirvin
IRN ALS01090
- CF30 Customer (29 Nov 2007 to 28 Apr 2009)
Arnaud Millet
IRN APM01122
- CF30 Customer (1 Nov 2007 to 10 Jul 2008)
- CF21 Investment Adviser (1 May 2007 to 31 Oct 2007)
Arnaud Porchet
IRN AXP01833
- CF30 Customer (7 Sep 2010 to 17 Jan 2012)
Arnaud Simon Robert Heizmann
IRN ASH01070
- CF30 Customer (1 Nov 2007 to 3 Dec 2008)
- CF21 Investment Adviser (6 Sep 2006 to 31 Oct 2007)
Arnaud Stephane Joubert
IRN AXJ01147
- CF21 Investment Adviser (1 Dec 2001 to 11 Jul 2003)
Arnaud Thomas Schauly
IRN ATS01042
- CF30 Customer (5 Feb 2010 to 6 Mar 2016)
Arnaud, Jacques, Marie, Gilbert de Beauchef de Servigny
IRN AXD01786
- CF30 Customer (16 Dec 2011 to 11 Jul 2014)
Arnav Jain
IRN AXJ00362
- [FCA CF] Client dealing (5 Oct 2022 to 3 Oct 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.