Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Significant management (2 Mar 2020 to 9 Apr 2021)
    • CF30 Customer (16 Jul 2009 to 26 May 2015)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (17 Dec 2018 to 17 Dec 2018)
    • [FCA CF] Manager of certification employee (17 Dec 2018 to 17 Dec 2018)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Apr 2017 to 24 Jun 2018)
    • [FCA CF] Manager of certification employee (29 Nov 2016 to 23 May 2018)
    • [FCA CF] Client dealing (10 Oct 2016 to 23 May 2018)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (19 Aug 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.