Dentists' Provident Society Limited

• Principal Place of Business

  20-21

  Red Lion Court

  London

  City Of London

  EC4A 3EB

  UNITED KINGDOM

  Phone

  +4402074005700

  Web

  https://www.dentistsprovident.co.uk

• Complaints Contact

  20-21

  Red Lion Court

  London

  City Of London

  EC4A 3EB

  UNITED KINGDOM

  Phone

  +4402074005700

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Permanent health

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Martin Charles Mace

  IRN MCM01079

  • CF2 Non Executive Director (1 Dec 2001 to 18 May 2011)
• Martyn Edward Green

  IRN MEG01068

  • SMF13 Chair of the Nominations Committee (10 Dec 2018 to 2 Jun 2025)
  • [PRA CF] Key function holder (10 Dec 2018 to 1 Aug 2025)
  • CF2a Chair of the Nominations Committee (7 Mar 2016 to 9 Dec 2018)
  • CF2 Non Executive Director (28 Oct 2010 to 6 Mar 2016)
• Matthew Anthony Payne

  IRN MXP00505

  • Director of firm who is not a certification employee or a SMF manager (since 29 Nov 2021)
• Melanie Stern

  IRN MXS37115

  • SMF14 Senior Independent Director (since 1 Jun 2025)
  • Director of firm who is not a certification employee or a SMF manager (since 24 May 2019)
• Michael J C Wake

  IRN MJW01299

  • CF2 Non Executive Director (1 Dec 2001 to 9 May 2003)
• Peter Brian Frecker Swiss

  IRN PBS01027

  • CF2 Non Executive Director (1 Dec 2001 to 16 May 2008)
• Raj Kumar Raja Rayan

  IRN RKR00004

  • CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)
• Rajendra Rattan

  IRN RXR31425

  • SMF10 Chair of the Risk Committee (since 26 Jun 2025)
  • [PRA CF] Key function holder (since 6 Jul 2020)
  • SMF14 Senior Independent Director (3 Jul 2020 to 1 Jun 2025)
  • Director of firm who is not a certification employee or a SMF manager (24 May 2019 to 6 Jul 2020)
• Sarah Catherine Martin

  IRN SCM01153

  • CF11 Money Laundering Reporting (1 Jul 2009 to 20 Jul 2015)
  • CF10 Compliance Oversight (1 Jul 2009 to 20 Jul 2015)
• Simon Elliott

  IRN SXE01261

  • SMF16 Compliance Oversight (since 10 Dec 2018)
  • SMF4 Chief Risk (since 10 Dec 2018)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2018)
  • [PRA CF] Key function holder (since 10 Dec 2018)
  • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
  • CF1 Director (26 Oct 2015 to 6 Mar 2016)
  • CF11 Money Laundering Reporting (21 Aug 2015 to 9 Dec 2018)
  • CF10 Compliance Oversight (16 May 2008 to 1 Jul 2009)
  • CF28 Systems and controls (16 May 2008 to 26 Jun 2009)

No changes recorded yet.