Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Dentists' Provident Society Limited
FRN 110015
- SMF16 Compliance Oversight (since 10 Dec 2018)
- [PRA CF] Key function holder (since 10 Dec 2018)
- SMF4 Chief Risk (since 10 Dec 2018)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2018)
- SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
- CF1 Director (26 Oct 2015 to 6 Mar 2016)
- CF11 Money Laundering Reporting (21 Aug 2015 to 9 Dec 2018)
- CF28 Systems and controls (16 May 2008 to 26 Jun 2009)
- CF10 Compliance Oversight (16 May 2008 to 1 Jul 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.