Dentists' Provident Society Limited

• Principal Place of Business

  20-21

  Red Lion Court

  London

  City Of London

  EC4A 3EB

  UNITED KINGDOM

  Phone

  +4402074005700

  Web

  https://www.dentistsprovident.co.uk

• Complaints Contact

  20-21

  Red Lion Court

  London

  City Of London

  EC4A 3EB

  UNITED KINGDOM

  Phone

  +4402074005700

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Permanent health

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Huw Michael Winstone

  IRN HMW01040

  • SMF12 Chair of the Remuneration Committee (since 10 Dec 2018)
  • [PRA CF] Key function holder (since 10 Dec 2018)
  • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 9 Dec 2018)
  • CF2 Non Executive Director (12 Aug 2014 to 6 Mar 2016)
• Ian Passey

  IRN IXP00011

  • Responsible for Insurance Mediation (1 Jan 2008 to 16 May 2008)
  • CF1 Director (1 Jan 2008 to 16 May 2008)
  • CF10 Compliance Oversight (23 Jun 2003 to 16 May 2008)
  • CF3 Chief Executive (1 Dec 2001 to 16 May 2008)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 16 May 2008)
• Ian Paul Coulthard

  IRN IPC01032

  • CF12 Actuarial (1 May 2009 to 18 Aug 2011)
  • CF12A With-Profits Actuary (1 May 2009 to 18 Aug 2011)
• Janet Marjorie Heath

  IRN JMH01176

  • CF2 Non Executive Director (1 Dec 2001 to 14 Feb 2003)
• Jim Fazal Iqbal Mahmood Karim

  IRN JXK13742

  • SMF11 Chair of the Audit Committee (since 12 Jul 2019)
  • [PRA CF] Key function holder (since 12 Jul 2019)
• John Edward O'Neill

  IRN JEO01043

  • CF12 Actuarial (8 Sep 2011 to 1 Apr 2014)
  • CF12A With-Profits Actuary (8 Sep 2011 to 1 Apr 2014)
• Julian Philip Scott

  IRN JPS01118

  • CF2 Non Executive Director (1 Dec 2001 to 18 May 2011)
• Kathryn Frances Woolass

  IRN KFW01011

  • SMF9 Chair of the Governing Body (10 Dec 2018 to 10 Jul 2019)
  • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
  • CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)
• Kenneth William Alexander

  IRN KWA00002

  • CF2 Non Executive Director (1 Dec 2001 to 18 May 2011)
• Kirby Louise Mardle

  IRN KXM08845

  • [PRA CF] Key function holder (since 15 Feb 2019)
  • SMF2 Chief Finance (since 15 Feb 2019)
  • SMF5 Head of Internal Audit (28 Nov 2018 to 28 Feb 2019)

No changes recorded yet.