Dentists' and General Mutual Benefit Society Ltd
- FRN
- 139535
- Date authorised
- 1 April 2013
- Last scraped
- 3 weeks ago
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
No 4Park Farm BarnsChester RoadStonebridgeWarwickshireCV7 7TLUNITED KINGDOM- Phone
- +441214521066
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Complaints Contact
No 4Park Farm Barns, Chester RoadStonebridgeWarwickshireCV7 7TLUNITED KINGDOM- Phone
- +441214521066
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Insurance Policies
For All, Life and annuity, Permanent health
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Stockbroking
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Issues Insurance
For All, Life and annuity, Permanent health
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Investment Setup
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alan Mandley
IRN AXM01637
- CF11 Money Laundering Reporting (1 Dec 2001 to 3 Sep 2007)
- CF3 Chief Executive (1 Dec 2001 to 3 Sep 2007)
- CF8 Apportionment and Oversight (1 Dec 2001 to 3 Sep 2007)
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Alan Michael Rayner
IRN AMR00004
- CF2 Non Executive Director (1 Dec 2001 to 31 Dec 2005)
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Andrew John Wilman
IRN AJW00020
- SMF15 Chair of With Profits Committee (25 Feb 2019 to 16 Jan 2022)
- CF2a Chair of the Nominations Committee (7 Mar 2016 to 28 Nov 2018)
- CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)
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Cara Wynne Spinks
IRN CXS02215
- SMF20 Chief Actuary (since 10 Dec 2018)
- SMF20a With-Profits Actuary (since 10 Dec 2018)
- SIMF20 Chief Actuary Function (5 Oct 2016 to 9 Dec 2018)
- SIMF21 With-Profits Actuary (5 Oct 2016 to 9 Dec 2018)
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Christine Valerie Pleasance
IRN CVP01011
- CF2 Non Executive Director (1 Dec 2001 to 12 Jun 2014)
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David John Lechmere
IRN DJL01158
- SIMF20 Chief Actuary Function (7 Mar 2016 to 1 Jul 2016)
- SIMF21 With-Profits Actuary (7 Mar 2016 to 1 Jul 2016)
- CF12A With-Profits Actuary (23 Jul 2010 to 6 Mar 2016)
- CF12 Actuarial (23 Jul 2010 to 6 Mar 2016)
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David William Thompson
IRN DWT00010
- SMF2 Chief Finance (since 10 Dec 2018)
- SMF1 Chief Executive (since 10 Dec 2018)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2018)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
- SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
- CF1 Director (25 Oct 2010 to 6 Mar 2016)
- Responsible for Insurance Mediation (25 Oct 2010 to 30 Sep 2018)
- CF11 Money Laundering Reporting (23 Aug 2007 to 9 Dec 2018)
- CF8 Apportionment and Oversight (23 Aug 2007 to 6 Mar 2016)
- CF3 Chief Executive (23 Aug 2007 to 6 Mar 2016)
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Emma Harriet Pleasance
IRN EHP00009
- SMF14 Senior Independent Director (since 10 Dec 2018)
- SIMF14 Senior Independent Director (7 Mar 2016 to 9 Dec 2018)
- CF2 Non Executive Director (17 Mar 2008 to 6 Mar 2016)
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Gary Haig Beamer
IRN GHB01011
- CF12A With-Profits Actuary (4 Nov 2009 to 7 May 2010)
- CF12 Actuarial (4 Nov 2009 to 7 May 2010)
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John Frederick Reynolds
IRN JFR00006
- CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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British Dental Practice Managers' Associaton (no longer appointed)
FRN 434243 · Appointed 16 Jun 2005 · Until 18 May 2008
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The British Association of Dental Nurses (no longer appointed)
FRN 409689 · Appointed 18 Oct 2004 · Until 3 Sep 2007
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The Institute of Osteopathy (no longer appointed)
FRN 409688 · Appointed 18 Oct 2004 · Until 23 Apr 2012
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.