Dentists' and General Mutual Benefit Society Ltd

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FRN: 139535
Date authorised: 1 April 2013
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

No 4

Park Farm Barns

Chester Road

Stonebridge

Warwickshire

CV7 7TL

UNITED KINGDOM

Phone

+441214521066

Web

https://www.dgmutual.co.uk
Complaints Contact

No 4

Park Farm Barns, Chester Road

Stonebridge

Warwickshire

CV7 7TL

UNITED KINGDOM

Phone

+441214521066

Web

http://www.dengen.co.uk

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
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- · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Insurance Policies

For All, Life and annuity, Permanent health
Stockbroking

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Issues Insurance

For All, Life and annuity, Permanent health
Investment Setup

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

John Ogdon Lant
IRN JOL01005
- CF2 Non Executive Director (1 Dec 2001 to 1 Feb 2016)
Keith Edward Osterloh
IRN KEO00001
- CF2 Non Executive Director (1 Dec 2001 to 20 May 2010)
Lynette Beverley Griffin
IRN LBG00003
- SMF16 Compliance Oversight (10 Dec 2018 to 28 Jul 2023)
- CF10 Compliance Oversight (1 Dec 2001 to 9 Dec 2018)
Martin St Clair Pike
IRN MXP00041
- CF12A With-Profits Actuary (31 Dec 2004 to 1 Jul 2005)
- CF12 Actuarial (1 Dec 2001 to 1 Jul 2005)
Mary Ellen Green
IRN MXG00064
- Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2018)
Matthew Christopher Saker
IRN MCS01082
- CF12 Actuarial (12 Apr 2006 to 17 Apr 2009)
- CF12A With-Profits Actuary (12 Apr 2006 to 17 Apr 2009)
Michael John Bruce
IRN MJB00027
- CF2 Non Executive Director (1 Dec 2001 to 14 May 2009)
Neville Denis Lacey
IRN NDL01022
- SMF10 Chair of the Risk Committee (since 10 Dec 2018)
- SMF11 Chair of the Audit Committee (since 10 Dec 2018)
- SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
- SIMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Dec 2018)
- CF2 Non Executive Director (18 Apr 2006 to 6 Mar 2016)
Nicholas Mark Grainger
IRN NMG01038
- SMF15 Chair of With Profits Committee (since 3 Oct 2022)
- Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2018)
- CF2 Non Executive Director (16 Feb 2015 to 6 Mar 2016)
Patricia Macpherson
IRN PXM00090
- Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

British Dental Practice Managers' Associaton (no longer appointed)
FRN 434243 · Appointed 16 Jun 2005 · Until 18 May 2008
The British Association of Dental Nurses (no longer appointed)
FRN 409689 · Appointed 18 Oct 2004 · Until 3 Sep 2007
The Institute of Osteopathy (no longer appointed)
FRN 409688 · Appointed 18 Oct 2004 · Until 23 Apr 2012

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.