Date authorised
1 April 2013
Companies House
06382680
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    52 Lime Street
    London
    EC3M 7AF
    UNITED KINGDOM
    Phone
    +4402030066630
  • Complaints Contact

    18th Floor
    52 Lime Street
    London
    EC3M 7AF
    UNITED KINGDOM
    Phone
    +4402030066630

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amy Charlotte Esther Ranieri

    IRN ACR01098

    • CF1 Director (27 Feb 2008 to 1 Jan 2010)
    • CF28 Systems and controls (27 Feb 2008 to 1 Jan 2010)
  • Andrew Elston

    IRN AXE01234

    • SMF3 Executive Director (1 Nov 2024 to 30 Mar 2026)
  • Anthony Thomas Strianese

    IRN ATS01039

    • Responsible for Insurance Mediation (27 Feb 2008 to 14 Nov 2012)
    • CF8 Apportionment and Oversight (27 Feb 2008 to 31 Mar 2009)
    • CF3 Chief Executive (27 Feb 2008 to 1 Jan 2010)
    • CF1 Director (27 Feb 2008 to 14 Nov 2012)
  • Christopher David Hatt

    IRN CDH01085

    • CF3 Chief Executive (13 Feb 2010 to 22 Oct 2013)
    • Responsible for Insurance Mediation (14 Jul 2009 to 22 Oct 2013)
    • CF1 Director (14 Jul 2009 to 22 Oct 2013)
  • Diarmuid Nolan

    IRN DXN00088

    • CF1 Director (AR) (20 Dec 2021 to 16 Jul 2025)
  • Frank Harris

    IRN FXH00059

    • [PRA CF] Key function holder (10 Feb 2020 to 13 Feb 2023)
  • Glyn Peter Harris

    IRN GPH01081

    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 6 Nov 2019)
    • CF3 Chief Executive (6 Nov 2019 to 8 Dec 2019)
    • CF1 Director (11 Nov 2016 to 6 Nov 2019)
  • Henry LaVaughn Stoll

    IRN HXS15082

    • CF2 Non Executive Director (17 Aug 2019 to 8 Dec 2019)
  • Jack Neal Abernathy

    IRN JNA01044

    • CF1 Director (13 Mar 2014 to 14 Jan 2019)
  • John Elliott

    IRN JXE00061

    • CF2 Non Executive Director (12 Feb 2013 to 21 Mar 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.