Date authorised
1 April 2013
Companies House
06382680
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    52 Lime Street
    London
    EC3M 7AF
    UNITED KINGDOM
    Phone
    +4402030066630
  • Complaints Contact

    18th Floor
    52 Lime Street
    London
    EC3M 7AF
    UNITED KINGDOM
    Phone
    +4402030066630

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Federick Strain

    IRN JFS01113

    • CF2 Non Executive Director (17 Mar 2015 to 8 Dec 2019)
  • John Graham Harris

    IRN JGH01129

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2020)
    • CF1 Director (15 Feb 2010 to 8 Dec 2019)
    • CF28 Systems and controls (15 Feb 2010 to 8 Dec 2019)
  • Joseph Francis Stanton

    IRN JFS01112

    • CF2 Non Executive Director (2 May 2014 to 8 Dec 2019)
  • Joseph Salvatore Failla

    IRN JSF01070

    • SMF9 Chair of the Governing Body (since 14 Feb 2020)
    • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
    • CF1 Director (25 Feb 2010 to 8 Dec 2019)
  • Kathy Colangelo

    IRN KXC01412

    • CF1 Director (1 Jun 2013 to 2 Oct 2014)
  • Mark Edward King

    IRN MEK01044

    • SMF3 Executive Director (9 Dec 2019 to 29 Feb 2024)
    • CF1 Director (10 May 2013 to 8 Dec 2019)
  • Melanie May Yvonne Alexander

    IRN MMA01065

    • CF1 Director (13 Feb 2010 to 13 Feb 2014)
  • Richard Alison Freebourn

    IRN RAF01145

    • CF2 Non Executive Director (2 May 2014 to 2 Apr 2019)
  • Richard Bowers

    IRN RXB00396

    • [PRA CF] Key function holder (9 Dec 2019 to 19 Dec 2024)
  • Ross Ballantyne

    IRN RXB02358

    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Sep 2019)
    • CF3 Chief Executive (2 Dec 2014 to 9 Sep 2019)
    • CF1 Director (2 Dec 2014 to 9 Sep 2019)
    • Responsible for Insurance Mediation (2 Dec 2014 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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