DeaconCapital Asset Management LLP

Date authorised
1 April 2013
Companies House
OC329584
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6th Floor
    15 King Street
    London
    SW1Y 6QU
    UNITED KINGDOM
    Phone
    +4402079656099
  • Complaints Contact

    6th Floor
    15 King Street
    London
    SW1Y 6QU
    UNITED KINGDOM
    Phone
    +4402079656093

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Brokering

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Stephen Hungerford Pollen

    IRN JSP01107

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (31 May 2018 to 8 Dec 2019)
  • LIONEL DALFIN

    IRN LXD01553

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (31 Jan 2019 to 8 Dec 2019)
  • Mohamad Malas

    IRN MXM02542

    • SMF16 Compliance Oversight (26 Feb 2024 to 27 Jun 2025)
    • SMF27 Partner (9 Dec 2019 to 31 Jul 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2025)
    • CF4 Partner (2 May 2011 to 8 Dec 2019)
    • CF30 Customer (30 Dec 2009 to 8 Dec 2019)
  • Mohamed Barrage

    IRN MXB02492

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (19 Jul 2012 to 8 Dec 2019)
  • Nicolas Kahale

    IRN NXK01033

    • SMF27 Partner (25 Feb 2021 to 28 Mar 2025)
    • [FCA CF] Client dealing (25 Feb 2021 to 28 Mar 2025)
  • Saif Ahmed Ahmedi

    IRN SAA01101

    • SMF27 Partner (since 12 Apr 2024)
    • [FCA CF] Client dealing (since 1 Mar 2024)
  • Wendy Shok Yee Lam

    IRN WSL01010

    • SMF16 Compliance Oversight (since 27 Jun 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.