Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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DeaconCapital Asset Management LLP
FRN 470238
- SMF27 Partner (since 12 Apr 2024)
- [FCA CF] Client dealing (since 1 Mar 2024)
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- SMF16 Compliance Oversight (2 Feb 2021 to 26 Sep 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (2 Feb 2021 to 26 Sep 2023)
- [FCA CF] Functions requiring qualifications (21 Nov 2020 to 10 Nov 2023)
- SMF3 Executive Director (9 Dec 2019 to 26 Sep 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 10 Nov 2023)
- CF1 Director (12 Sep 2017 to 8 Dec 2019)
- CF30 Customer (12 Sep 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.