DBS Bank Limited

• Principal Place of Business

  D B S Bank Ltd., London Branch

  London

  City Of London

  EC2Y 5EA

  UNITED KINGDOM

  Phone

  +4402074896550

  Web

  https://www.dbs.com

• Complaints Contact

  One London Wall

  9th Floor

  London

  EC2Y 5EA

  UNITED KINGDOM

  Phone

  +4402074896550

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David John Walker-Smith

  IRN DJW01281

  • CF21 Investment Adviser (7 Nov 2006 to 1 Apr 2007)
  • CF10 Compliance Oversight (14 Apr 2006 to 11 Sep 2006)
  • CF3 Chief Executive (14 Apr 2006 to 1 Apr 2007)
  • CF8 Apportionment and Oversight (14 Apr 2006 to 1 Apr 2007)
• Diane Lisa Wonfor

  IRN DXW01839

  • [FCA CF] Material risk taker (since 2 May 2018)
• Dougal Baxter Mclean

  IRN DBM01058

  • [FCA CF] Material risk taker (since 7 Mar 2016)
  • CF30 Customer (23 Jun 2015 to 6 Mar 2016)
• Edward Charles Kenney Hope

  IRN EXH01381

  • [FCA CF] Material risk taker (since 2 Nov 2020)
• Edward Freeman

  IRN EXF00140

  • [FCA CF] Material risk taker (since 27 Mar 2023)
• FARAHNAZ SANYASI

  IRN FZD01001

  • [FCA CF] Material risk taker (since 2 May 2024)
• Francesca Zimbalatti

  IRN FXZ14544

  • [FCA CF] Material risk taker (since 5 Dec 2022)
  • [FCA CF] Functions requiring qualifications (1 Dec 2021 to 5 Dec 2022)
• Giacomo Guglielmone

  IRN GXG01361

  • [FCA CF] Material risk taker (since 10 May 2021)
• Goktug Tekneci

  IRN GXT01358

  • [FCA CF] Material risk taker (since 7 Mar 2016)
  • CF30 Customer (7 Jul 2015 to 6 Mar 2016)
• Graham Rutter

  IRN GXR01657

  • SMF4 Chief Risk (since 29 Apr 2016)

No changes recorded yet.