DBJ Europe Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
3rd Floor, 8 Finsbury CircusLondonEC2M 7EAUNITED KINGDOM- Phone
- +4402075076070
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Complaints Contact
3rd Floor, 8 Finsbury CircusLondonEC2M 7EAUNITED KINGDOM- Phone
- +442075076070
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Shinji Ohno
IRN SXO01221
- CF2 Non Executive Director (21 Jul 2016 to 12 Nov 2019)
- CF30 Customer (6 Nov 2009 to 24 Sep 2013)
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Shinji Yoshioka
IRN SXY17918
- CF2 Non Executive Director (24 Oct 2019 to 8 Dec 2019)
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Shinya Kunimatsu
IRN SXK00503
- Director of firm who is not a certification employee or a SMF manager (22 Jul 2022 to 12 Sep 2024)
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Sho Obinata
IRN SXO00288
- [FCA CF] Client dealing (since 1 Aug 2025)
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Shumpei Tsuda
IRN SXT01795
- CF30 Customer (28 Mar 2014 to 7 Apr 2017)
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Soichiro Sekito
IRN SXS04812
- [FCA CF] Manager of certification employee (since 15 Jun 2023)
- [FCA CF] Client dealing (since 15 Jun 2023)
- CF30 Customer (31 Mar 2017 to 8 Dec 2019)
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Takahiro Kato
IRN TXK01407
- CF30 Customer (10 Sep 2013 to 1 Jul 2017)
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Takayoshi Yasuda
IRN TXY01096
- CF2 Non Executive Director (1 Aug 2012 to 23 Oct 2013)
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Takayuki Yamamoto
IRN TXY01074
- CF2 Non Executive Director (6 Nov 2009 to 17 Oct 2011)
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Takeo Kitamura
IRN TXK01659
- Director of firm who is not a certification employee or a SMF manager (since 12 Sep 2024)
- CF30 Customer (3 Jul 2017 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.