Date authorised
1 April 2013
Companies House
06925256
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor, 8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402075076070
  • Complaints Contact

    3rd Floor, 8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +442075076070

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shinji Ohno

    IRN SXO01221

    • CF2 Non Executive Director (21 Jul 2016 to 12 Nov 2019)
    • CF30 Customer (6 Nov 2009 to 24 Sep 2013)
  • Shinji Yoshioka

    IRN SXY17918

    • CF2 Non Executive Director (24 Oct 2019 to 8 Dec 2019)
  • Shinya Kunimatsu

    IRN SXK00503

    • Director of firm who is not a certification employee or a SMF manager (22 Jul 2022 to 12 Sep 2024)
  • Sho Obinata

    IRN SXO00288

    • [FCA CF] Client dealing (since 1 Aug 2025)
  • Shumpei Tsuda

    IRN SXT01795

    • CF30 Customer (28 Mar 2014 to 7 Apr 2017)
  • Soichiro Sekito

    IRN SXS04812

    • [FCA CF] Manager of certification employee (since 15 Jun 2023)
    • [FCA CF] Client dealing (since 15 Jun 2023)
    • CF30 Customer (31 Mar 2017 to 8 Dec 2019)
  • Takahiro Kato

    IRN TXK01407

    • CF30 Customer (10 Sep 2013 to 1 Jul 2017)
  • Takayoshi Yasuda

    IRN TXY01096

    • CF2 Non Executive Director (1 Aug 2012 to 23 Oct 2013)
  • Takayuki Yamamoto

    IRN TXY01074

    • CF2 Non Executive Director (6 Nov 2009 to 17 Oct 2011)
  • Takeo Kitamura

    IRN TXK01659

    • Director of firm who is not a certification employee or a SMF manager (since 12 Sep 2024)
    • CF30 Customer (3 Jul 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.