DBJ Europe Limited

• Principal Place of Business

  3rd Floor, 8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +4402075076070

  Web

  https://www.dbj.jp/en/co/info/branchnews/london/

• Complaints Contact

  3rd Floor, 8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442075076070

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Takeshi Kiriyama

  IRN TXK01279

  • CF30 Customer (6 Nov 2009 to 28 May 2013)
  • CF3 Chief Executive (6 Nov 2009 to 28 May 2013)
  • CF1 Director (6 Nov 2009 to 28 May 2013)
• Toshikata Komoda

  IRN TXK01570

  • CF28 Systems and controls (25 Sep 2015 to 31 Mar 2018)
• Toshiyasu Takazawa

  IRN TXT01366

  • CF2 Non Executive Director (1 Oct 2013 to 1 Sep 2015)
• Yasuaki Okita

  IRN YXO01095

  • CF2 Non Executive Director (1 Jun 2016 to 31 Aug 2018)
• Yasufumi Matsuo

  IRN YXM17922

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 21 Jul 2021)
  • CF2 Non Executive Director (5 Sep 2019 to 8 Dec 2019)
• Yasufumi Niizaki

  IRN YXN01098

  • CF2 Non Executive Director (31 Aug 2018 to 12 Nov 2019)
• Yoshino Kato

  IRN YXK00103

  • [FCA CF] Client dealing (since 1 Aug 2025)
• Yu Kimura

  IRN YXK00023

  • [FCA CF] Manager of certification employee (26 Jun 2020 to 15 Jun 2023)
  • [FCA CF] Client dealing (26 Jun 2020 to 15 Jun 2023)
  • [FCA CF] Material risk taker (26 Jun 2020 to 31 Dec 2021)
• Yuichi Ino

  IRN YXI01079

  • CF30 Customer (27 Mar 2015 to 31 Mar 2018)
• Yuika Yamana

  IRN YXY00064

  • [FCA CF] Client dealing (since 25 Jul 2024)

No changes recorded yet.