DBJ Europe Limited

Date authorised
1 April 2013
Companies House
06925256
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor, 8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402075076070
    Web
    https://www.dbj.jp/en/co/info/branchnews/london/

  • Complaints Contact

    3rd Floor, 8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +442075076070

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kenichi Fukumura

    IRN KXF00199

    • SMF3 Executive Director (since 25 Jun 2024)
    • SMF16 Compliance Oversight (since 25 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Jun 2024)
  • Kenichi Kitamura

    IRN KXK02080

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Jun 2021)
    • CF30 Customer (6 Apr 2018 to 8 Dec 2019)
  • Masahiko Wada

    IRN MXW00437

    • Director of firm who is not a certification employee or a SMF manager (21 Jul 2021 to 22 Jul 2022)
  • Mitsutaka Ozaki

    IRN MXO01678

    • CF30 Customer (16 Jun 2016 to 27 Jun 2019)
    • CF3 Chief Executive (16 Jun 2016 to 27 Jun 2019)
    • CF1 Director (16 Jun 2016 to 27 Jun 2019)
  • Motohiko Kimura

    IRN MXK02018

    • CF30 Customer (1 Dec 2011 to 27 Mar 2015)
  • Naoki Shinada

    IRN NXS00499

    • [FCA CF] Client dealing (since 23 Jun 2023)
    • SMF3 Executive Director (since 20 Jun 2023)
    • SMF1 Chief Executive (since 20 Jun 2023)
  • Naoto Yamamoto

    IRN NXY01043

    • CF2 Non Executive Director (6 Nov 2009 to 6 Nov 2009)
  • Norihisa Shimozawa

    IRN NXS01730

    • CF28 Systems and controls (20 Oct 2011 to 27 Jun 2014)
  • Sachiko Kaku

    IRN SXK00250

    • [FCA CF] Client dealing (20 Jul 2020 to 4 May 2022)
  • Shigefumi Kuroki

    IRN SXK00940

    • SMF9 Chair of the Governing Body (since 7 Jul 2025)
    • SMF3 Executive Director (since 7 Jul 2025)
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Recent activity

Updates to this firm's record on the FCA register.

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