DBJ Europe Limited

• Principal Place of Business

  3rd Floor, 8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +4402075076070

  Web

  https://www.dbj.jp/en/co/info/branchnews/london/

• Complaints Contact

  3rd Floor, 8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442075076070

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hirofumi Maki

  IRN HXM01684

  • CF2 Non Executive Director (21 Aug 2015 to 1 Jun 2016)
• Hiroshi Sakamaki

  IRN HXS02079

  • SMF9 Chair of the Governing Body (20 Jan 2020 to 25 Jun 2021)
  • SMF3 Executive Director (9 Dec 2019 to 25 Jun 2021)
  • CF1 Director (29 Jun 2017 to 8 Dec 2019)
• Hiroyasu Iizuka

  IRN HXI00053

  • [FCA CF] Client dealing (since 1 Aug 2025)
• Hiroyuki Hasei

  IRN HXH00057

  • Director of firm who is not a certification employee or a SMF manager (29 Jul 2020 to 21 Jul 2023)
• Hiroyuki Kato

  IRN HXK01345

  • CF1 Director (1 May 2013 to 29 Jun 2016)
  • CF30 Customer (1 May 2013 to 29 Jun 2016)
  • CF3 Chief Executive (1 May 2013 to 29 Jun 2016)
• Hiroyuki Kitakata

  IRN HXK13531

  • SMF1 Chief Executive (9 Dec 2019 to 23 Jun 2023)
  • SMF3 Executive Director (9 Dec 2019 to 23 Jun 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 23 Jun 2023)
  • CF30 Customer (24 Jun 2019 to 8 Dec 2019)
  • CF3 Chief Executive (24 Jun 2019 to 8 Dec 2019)
  • CF1 Director (24 Jun 2019 to 8 Dec 2019)
• Junichiro kitamura

  IRN JXK01779

  • CF2 Non Executive Director (1 Oct 2013 to 1 Sep 2015)
• Kanako Taketani

  IRN KXT00187

  • [FCA CF] Client dealing (25 May 2022 to 27 Jun 2025)
• Kayoko Notomi

  IRN KXN01360

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Jul 2017 to 8 Dec 2019)
• Kazuhiro Takamatsu

  IRN KXT16095

  • [FCA CF] Material risk taker (9 Dec 2019 to 14 May 2021)
  • CF28 Systems and controls (30 Jul 2019 to 8 Dec 2019)

No changes recorded yet.