DBJ Europe Limited

Date authorised
1 April 2013
Companies House
06925256
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor, 8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402075076070
    Web
    https://www.dbj.jp/en/co/info/branchnews/london/

  • Complaints Contact

    3rd Floor, 8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +442075076070

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Akihiro Suzuki

    IRN AXS04930

    • Director of firm who is not a certification employee or a SMF manager (since 21 Jul 2023)
    • SMF9 Chair of the Governing Body (2 Aug 2024 to 7 Jul 2025)
  • Akira Sato

    IRN AXS00641

    • SMF3 Executive Director (16 Jun 2021 to 28 Jun 2024)
    • SMF9 Chair of the Governing Body (16 Jun 2021 to 28 Jun 2024)
  • Atsushi Mizumura

    IRN AXM04310

    • CF2 Non Executive Director (21 Aug 2015 to 1 Aug 2016)
  • Daisuke Kawasaki

    IRN DXK01362

    • CF30 Customer (6 Nov 2009 to 28 Mar 2014)
  • Daisuke Motonishi

    IRN DXM00504

    • [FCA CF] Material risk taker (14 May 2021 to 31 Dec 2021)
  • Hajime Watanabe

    IRN HXW01174

    • CF2 Non Executive Director (6 Nov 2009 to 1 Sep 2010)
  • Haruhisa Kawashita

    IRN HXK01291

    • CF1 Director (3 Jun 2013 to 29 Jun 2017)
    • CF2 Non Executive Director (3 Oct 2011 to 3 Jun 2013)
  • Hideaki Higuchi

    IRN HXH01213

    • CF2 Non Executive Director (5 Aug 2010 to 10 Aug 2012)
  • Hideyuki Nagahiro

    IRN HXN01113

    • CF10 Compliance Oversight (6 Nov 2009 to 24 Jan 2018)
    • CF11 Money Laundering Reporting (6 Nov 2009 to 24 Jan 2018)
    • CF30 Customer (6 Nov 2009 to 29 Jun 2016)
    • CF1 Director (6 Nov 2009 to 24 Jan 2018)
  • Hiroaki Koide

    IRN HXK01640

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Jun 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • SMF3 Executive Director (9 Dec 2019 to 28 Jun 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Jun 2024)
    • CF10 Compliance Oversight (10 Jan 2018 to 8 Dec 2019)
    • CF1 Director (10 Jan 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Jan 2018 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.