DAVIES MGA SERVICES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Samuel Geoffrey Batchelor
IRN SXB00253
- CF4 Partner (AR) (23 Dec 2020 to 28 Jan 2025)
Sean Janes Prentice
IRN SXP00930
- CF1 Director (AR) (since 16 May 2024)
Sean Patrick Rocks
IRN SPR01048
- CF2 Non Executive Director (AR) (27 Sep 2018 to 1 Jan 2024)
Sean William O'Donoghue
IRN SWO01010
- CF1 Director (AR) (14 Jan 2019 to 15 Oct 2019)
Sev Karlheinz Keil
IRN SXK01089
- CF1 Director (AR) (since 13 Apr 2026)
Shape Underwriting Limited
IRN SXL00857
- CF4 Partner (AR) (14 Jul 2025 to 1 Jan 2026)
Shyam Raikundalia
IRN SXR90992
- CF2 Non Executive Director (AR) (29 Dec 2021 to 14 Mar 2024)
- SMF3 Executive Director (30 Jun 2021 to 14 Mar 2024)
- SMF16 Compliance Oversight (30 Nov 2020 to 14 Mar 2024)
- [FCA CF] Significant management (1 Jan 2020 to 30 Jun 2021)
Simon Charles John Francis Isbister
IRN SCI01004
- CF3 Chief Executive (AR) (since 10 Nov 2022)
- CF1 Director (AR) (since 10 Nov 2022)
Simon James Long
IRN SJL01335
- CF1 Director (AR) (13 Apr 2017 to 13 Jul 2023)
Stefan Raftopoulos
IRN SXR02597
- CF3 Chief Executive (AR) (10 Aug 2017 to 30 Jun 2021)
- CF1 Director (AR) (10 Aug 2017 to 30 Jun 2021)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.