Date authorised
2 October 2013
Companies House
07834776
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor 20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442077430900
  • Complaints Contact

    5th Floor 20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442077430900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Card

    IRN SXC01777

    • CF1 Director (AR) (8 May 2018 to 14 Jul 2023)
    • CF3 Chief Executive (AR) (8 May 2018 to 23 Aug 2021)
  • Stephen George Rose

    IRN SGR01062

    • CF1 Director (AR) (11 Dec 2018 to 1 Oct 2019)
  • Stephen Nicholas Hardy

    IRN SNH01019

    • CF2 Non Executive Director (AR) (4 May 2016 to 28 Sep 2016)
  • Stephen Twidell

    IRN SXT00324

    • CF1 Director (AR) (25 Oct 2021 to 1 Jun 2022)
  • Stephen William Broughton

    IRN SWB01034

    • CF2 Non Executive Director (AR) (2 Nov 2018 to 31 Mar 2025)
  • Steven Lee Crabb

    IRN SLC01088

    • SMF3 Executive Director (9 Dec 2019 to 20 Oct 2023)
    • Responsible for Insurance Mediation (12 Mar 2014 to 16 Oct 2015)
    • CF8 Apportionment and Oversight (12 Mar 2014 to 16 Oct 2015)
    • CF3 Chief Executive (12 Mar 2014 to 16 Oct 2015)
    • CF2 Non Executive Director (AR) (6 Feb 2014 to 20 Sep 2024)
    • CF1 Director (2 Oct 2013 to 8 Dec 2019)
  • Steven Michael Price

    IRN SMP01062

    • CF1 Director (AR) (6 Feb 2018 to 22 Nov 2018)
  • Steven Vears Robinson

    IRN SVR01009

    • CF2 Non Executive Director (AR) (17 Dec 2018 to 14 Jun 2019)
  • Stuart Baserman

    IRN SXB03668

    • CF1 Director (AR) (23 May 2018 to 11 Mar 2021)
  • Summa Louise Loving

    IRN SXL14862

    • CF1 Director (AR) (16 May 2019 to 28 May 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.