Date authorised
2 October 2013
Companies House
07834776
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor 20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442077430900
  • Complaints Contact

    5th Floor 20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442077430900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kevin McCarthy

    IRN KXM02328

    • CF4 Partner (AR) (19 Jun 2017 to 3 Apr 2025)
  • Kevin Neil Kiernan

    IRN KXK10373

    • CF1 Director (AR) (16 Jan 2019 to 17 Jul 2019)
  • Lars Klawitter

    IRN LXK01401

    • CF2 Non Executive Director (AR) (26 Apr 2019 to 12 May 2020)
    • CF1 Director (AR) (19 Mar 2019 to 26 Apr 2019)
  • Leigh Cook

    IRN LXC00735

    • SMF3 Executive Director (since 1 Apr 2026)
  • Leigh Peter Harrison

    IRN LPH01028

    • CF1 Director (AR) (27 Oct 2016 to 23 Mar 2021)
  • Malcolm John Cooper

    IRN MJC01394

    • CF1 Director (AR) (18 Feb 2016 to 17 May 2016)
  • Mark Adrian Sterritt

    IRN MXS14795

    • CF1 Director (AR) (14 May 2019 to 28 May 2021)
  • Mark Adrian Vorbach

    IRN MAV01040

    • CF1 Director (AR) (17 Aug 2016 to 14 Feb 2022)
    • CF3 Chief Executive (AR) (17 Aug 2016 to 14 Feb 2022)
  • Mark Alan Leslie

    IRN MAL01214

    • CF3 Chief Executive (AR) (1 Jun 2015 to 25 Jan 2017)
    • CF1 Director (AR) (1 Jun 2015 to 28 Feb 2018)
  • Mark Angel

    IRN MXA04104

    • CF1 Director (AR) (21 Feb 2018 to 17 May 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.