DAVIES BROKING SERVICES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Mark Frederick Packman
IRN MXP11985
- CF1 Director (AR) (4 Mar 2019 to 13 May 2020)
Mark James Dowds
IRN MXD09901
- CF1 Director (AR) (16 Oct 2019 to 31 Dec 2019)
- CF3 Chief Executive (AR) (16 Oct 2019 to 31 Dec 2019)
Mark Richard Game
IRN MRG01122
- CF1 Director (AR) (31 May 2013 to 27 Feb 2014)
Mark Stuart Oxley
IRN MSO01023
- SMF16 Compliance Oversight (since 6 Sep 2024)
Martin Bevis Gray
IRN MBG01011
- CF1 Director (AR) (23 Sep 2011 to 27 Feb 2014)
Matthew James Lane
IRN MXL25495
- SMF9 Chair of the Governing Body (since 1 Apr 2026)
- CF1 Director (AR) (since 4 Dec 2023)
- CF3 Chief Executive (AR) (since 4 Dec 2023)
- SMF3 Executive Director (since 19 Sep 2023)
Michael John Walton
IRN MJW01207
- CF1 Director (AR) (5 Oct 2011 to 21 Dec 2011)
Michael Lee
IRN MXL00312
- CF1 Director (AR) (8 Nov 2023 to 1 Apr 2025)
Michele Mavis Turmore
IRN MXT01483
- Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2020)
Naoshir Burjor Vachha
IRN NBV01002
- CF2 Non Executive Director (AR) (16 Oct 2019 to 28 Feb 2022)

Smaller firms operating under this firm's FCA authorisation.

Hawkwell Motor Ltd (no longer appointed)
FRN 605744 · Appointed 13 Aug 2013 · Until 21 Feb 2014
Walsingham Motor Insurance Limited (no longer appointed)
FRN 586279 · Appointed 14 Aug 2012 · Until 28 Apr 2014
Walsingham Underwriting Limited (no longer appointed)
FRN 578326 · Appointed 26 Mar 2012 · Until 14 Nov 2014
Oliva Underwriting and Risk Management Limited (no longer appointed)
FRN 575135 · Appointed 15 Feb 2012 · Until 31 May 2014
ARO Underwriting Group Limited (no longer appointed)
FRN 551189 · Appointed 17 May 2011 · Until 25 Mar 2015

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.