DAVIES BROKING SERVICES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

James Michael Bright
IRN JMB01362
- CF3 Chief Executive (AR) (23 Sep 2011 to 17 Feb 2015)
- CF1 Director (AR) (23 Sep 2011 to 17 Feb 2015)
Janet Ollis
IRN JXO00128
- CF1 Director (AR) (13 Feb 2024 to 1 Apr 2025)
John Allan Thompson
IRN JXT80336
- CF1 Director (AR) (since 28 May 2020)
- CF3 Chief Executive (AR) (6 Feb 2023 to 1 Nov 2024)
John Graham Harris
IRN JGH01129
- CF1 Director (AR) (6 Apr 2021 to 8 Nov 2024)
Jonathan Newman
IRN JSN01030
- CF2 Non Executive Director (AR) (5 Dec 2013 to 27 Feb 2014)
Joshua Wise
IRN JXW00593
- CF3 Chief Executive (AR) (since 22 Dec 2021)
- CF1 Director (AR) (since 22 Dec 2021)
Karim Shalak
IRN KXS01591
- CF1 Director (AR) (since 21 May 2025)
- CF3 Chief Executive (AR) (since 21 May 2025)
Leigh Cook
IRN LXC00735
- SMF3 Executive Director (since 1 Apr 2026)
Leigh Peter Harrison
IRN LPH01028
- CF1 Director (AR) (6 May 2020 to 23 Mar 2021)
Mark Adrian Vorbach
IRN MAV01040
- CF1 Director (AR) (24 Feb 2020 to 14 Feb 2022)
- CF3 Chief Executive (AR) (24 Feb 2020 to 14 Feb 2022)

Smaller firms operating under this firm's FCA authorisation.

McGill and Partners Ltd (no longer appointed)
FRN 844026 · Appointed 13 Jun 2019 · Until 2 Nov 2020
Tecsure Limited (no longer appointed)
FRN 834523 · Appointed 25 Feb 2019 · Until 28 May 2020
International Re Ltd (no longer appointed)
FRN 739091 · Appointed 17 May 2018 · Until 4 Feb 2020
CHC Insurance Services Limited (no longer appointed)
FRN 791591 · Appointed 16 Oct 2017 · Until 1 Feb 2024
Zeus Brokers Limited (no longer appointed)
FRN 763165 · Appointed 31 Oct 2016 · Until 1 Jul 2023
MORGAN GODWICK & CASTLE LIMITED (no longer appointed)
FRN 746590 · Appointed 10 May 2016 · Until 25 Nov 2016
NDI London Markets Limited (no longer appointed)
FRN 578762 · Appointed 11 Apr 2016 · Until 30 Oct 2017
Sure Thing Insurance Services Limited (no longer appointed)
FRN 609089 · Appointed 24 Mar 2016 · Until 19 Jul 2019
JS Brokers Limited (no longer appointed)
FRN 652689 · Appointed 31 Oct 2014 · Until 2 Dec 2016
Carib Properties Limited (no longer appointed)
FRN 606342 · Appointed 22 Aug 2013 · Until 12 Feb 2014

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.