Date authorised
1 April 2013
Companies House
06394614
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor 20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442077430900
  • Complaints Contact

    5th Floor 20 Gracechurch Street
    London
    EC3V 0BG
    UNITED KINGDOM
    Phone
    +442077430900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alasdair Ritchie

    IRN AXR02222

    • CF2 Non Executive Director (AR) (13 Feb 2024 to 1 Apr 2025)
    • CF3 Chief Executive (AR) (31 Mar 2022 to 13 Feb 2024)
    • CF1 Director (AR) (31 Mar 2022 to 13 Feb 2024)
  • Alfie Marsh

    IRN AXM00952

    • CF1 Director (AR) (since 22 Dec 2021)
  • Allan Crawford Adamson Gribben

    IRN ACG01075

    • CF2 Non Executive Director (AR) (6 Jul 2016 to 22 Nov 2019)
  • Andrew Donald Collery

    IRN ADC01170

    • SMF3 Executive Director (9 Dec 2019 to 6 Mar 2020)
    • CF1 Director (5 Jan 2009 to 8 Dec 2019)
  • Andrew George Smith

    IRN AGS01087

    • CF1 Director (AR) (21 Dec 2011 to 13 Feb 2015)
  • Andrew Pomfret

    IRN ADP01042

    • CF2 Non Executive Director (AR) (13 Dec 2019 to 26 Oct 2020)
  • Andrew Stephen Jeckells

    IRN ASJ01071

    • CF3 Chief Executive (AR) (10 Apr 2019 to 3 Feb 2020)
    • CF1 Director (AR) (12 Oct 2018 to 3 Feb 2020)
  • Andy-Jon Hurrell

    IRN AXH02412

    • CF2 Non Executive Director (AR) (2 Sep 2013 to 5 Dec 2013)
  • Anthony Colin McCallum

    IRN ACM01141

    • CF2 Non Executive Director (AR) (2 Sep 2013 to 10 Jan 2014)
  • Anthony John Edward Smith

    IRN AJS01661

    • CF3 Chief Executive (AR) (19 Sep 2013 to 10 Jan 2014)
    • CF1 Director (AR) (19 Sep 2013 to 10 Jan 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.