David Stock & Co Limited

Date authorised
1 April 2013
Companies House
03836802
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    73 Bridge St
    Newport
    Gwent
    NP20 4AQ
    UNITED KINGDOM
    Phone
    +4401633672000
    Web
    https://www.davidstock.co.uk

  • Complaints Contact

    73 Bridge St
    Newport
    Gwent
    NP20 4AQ
    UNITED KINGDOM
    Phone
    +4401633672000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter William Kirby

    IRN PWK00007

    • CF21 Investment Adviser (1 Dec 2001 to 4 Oct 2004)
  • Richard Streeter

    IRN RXS01599

    • CF30 Customer (12 Jan 2010 to 1 Mar 2015)
    • CF21 Investment Adviser (25 Jun 2004 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (25 Jun 2004 to 31 Oct 2007)
  • Ruth Elizabeth Stock

    IRN RES00032

    • CF1 Director (1 Dec 2001 to 6 Nov 2018)
  • William Parkinson McIntosh

    IRN WPM00004

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 10 Feb 2026)
    • [FCA CF] Client dealing (9 Dec 2020 to 10 Feb 2026)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Winifred Anne Parry

    IRN WAP00003

    • CF21 Investment Adviser (12 Sep 2003 to 8 Dec 2004)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.