David Booler & Company

• Principal Place of Business

  9 Grove Court

  Grove Park

  Enderby

  Leicester

  Leicestershire

  LE19 1SA

  UNITED KINGDOM

  Phone

  +441162407070

  Web

  https://www.boolers.co.uk

• Complaints Contact

  9 Grove Court

  Grove Park

  Enderby

  Leicester

  Leicestershire

  LE19 1SA

  UNITED KINGDOM

  Phone

  +441162407070

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Runs Personal Pensions

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Edward Syree

  IRN JES01227

  • CF1 Director (AR) (since 3 Feb 2016)
• James Thomas Nixon

  IRN JTN01012

  • CF1 Director (AR) (7 May 2008 to 8 Jul 2009)
• Jeremy Anton Syree

  IRN JAS01264

  • CF1 Director (AR) (24 Apr 2003 to 31 Oct 2009)
• Joan Mary Higginson

  IRN JMH00052

  • CF30 Customer (1 Nov 2007 to 6 Feb 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Joanne Carter

  IRN JXC02281

  • CF1 Director (AR) (since 11 Apr 2019)
• John - Paul Nicholson Allen

  IRN JPA01091

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • CF1 Director (AR) (since 4 Feb 2022)
  • SMF27 Partner (since 19 Jan 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (since 24 Aug 2018)
• John Blake Beardsley

  IRN JBB01095

  • Responsible for Insurance Distribution (since 29 Jul 2025)
  • SMF27 Partner (since 17 Oct 2024)
  • CF30 Customer (12 Feb 2015 to 7 Jan 2019)
• Jonathan Charles Read

  IRN JCR00014

  • CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2004)
  • CF27 Investment Management (1 Dec 2001 to 24 Jan 2005)
• Jonathan Marston

  IRN JXM02431

  • CF1 Director (AR) (21 Jun 2006 to 30 Apr 2012)
• Kenneth Peter Craig

  IRN KPC01045

  • CF1 Director (AR) (since 19 Aug 2015)

• Kendall Wadley Financial Services Limited (no longer appointed)

  FRN 452571 · Appointed 25 May 2006 · Until 30 Apr 2012

• Ballards FS Limited (no longer appointed)

  FRN 224308 · Appointed 11 Apr 2003 · Until 31 Oct 2009

• Tonetip Ltd (no longer appointed)

  FRN 190163 · Appointed 19 Jan 1999 · Until 31 Dec 2005

No changes recorded yet.