Jonathan Charles Read

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gateway Financial Advisers (UK) Ltd

    FRN 603928

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 26 Nov 2020)
    • [FCA CF] Client dealing (since 26 Nov 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (12 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2015 to 8 Dec 2019)
  • David Booler & Company (no longer approved here)

    FRN 146287

    • CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2004)
    • CF27 Investment Management (1 Dec 2001 to 24 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.