Darwin Clayton (UK) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Adam Jon Belcher
IRN AXB04251
- [FCA CF] Significant management (since 12 Jan 2024)
Alistair John David Hardie
IRN AJH01418
- SMF3 Executive Director (11 Aug 2023 to 29 Oct 2024)
Allan John Chamberlain
IRN AJC01372
- CF1 Director (14 Jan 2005 to 3 Mar 2006)
- Responsible for Insurance Mediation (14 Jan 2005 to 3 Mar 2006)
Ashley John Hoadley
IRN AJH01605
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (7 Mar 2012 to 8 Dec 2019)
Benjamin Russell Whittle Smith
IRN BXS53100
- [FCA CF] Significant management (since 9 Dec 2019)
Colin Mark Tue
IRN CMT01105
- [FCA CF] CASS oversight function (20 Jul 2023 to 7 Jun 2024)
David John Thackway
IRN DJT00082
- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
- Responsible for Insurance Distribution (1 Oct 2018 to 4 Feb 2020)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Edward George Fitzgerald Hannan
IRN EXH07334
- SMF3 Executive Director (since 11 Aug 2023)
Ester Falaise Hindley
IRN EXH00302
- [FCA CF] Significant management (since 11 Dec 2023)
Graeme Lalley
IRN GXL07745
- SMF3 Executive Director (since 11 Aug 2023)

Smaller firms operating under this firm's FCA authorisation.

Deary Holdings Ltd (no longer appointed)
FRN 772072 · Appointed 21 Feb 2017 · Until 25 Aug 2017
ADINS Services Limited (no longer appointed)
FRN 597953 · Appointed 28 Oct 2016 · Until 25 Feb 2017
Origin UW Limited (no longer appointed)
FRN 710880 · Appointed 21 Jul 2015 · Until 1 Oct 2015
Cobia Limited (no longer appointed)
FRN 552357 · Appointed 31 May 2011 · Until 18 Jun 2013
The Cleaning And Support Services Association (no longer appointed)
FRN 519723 · Appointed 10 Mar 2010 · Until 13 Jan 2014
Metzger Search and Selection Ltd (no longer appointed)
FRN 518908 · Appointed 1 Mar 2010 · Until 18 Jun 2013

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.