Date authorised
1 April 2013
Companies House
02783474
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Darwin House
    20 Mount Ephraim Road
    Tunbridge Wells
    Kent
    TN1 1ED
    UNITED KINGDOM
    Phone
    +4401892511144
  • Complaints Contact

    Darwin House
    20 Mount Ephraim Road
    Tunbridge Wells
    Kent
    TN1 1ED
    UNITED KINGDOM
    Phone
    +4401892511144

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Daniel Shaw

    IRN JXS53098

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Lauren Barwell

    IRN LXB00398

    • [FCA CF] Significant management (since 20 Jul 2023)
  • Mark Harris

    IRN MXH53102

    • SMF3 Executive Director (since 20 Dec 2022)
    • [FCA CF] Significant management (1 Mar 2020 to 13 Sep 2023)
  • Michael Graham O'Connor

    IRN MGO00006

    • SMF9 Chair of the Governing Body (9 Mar 2020 to 5 Jul 2023)
    • SMF3 Executive Director (9 Dec 2019 to 5 Jul 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 4 Feb 2020)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 11 Sep 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Michael Maurice Wetherall

    IRN MMW00011

    • Responsible for Insurance Mediation (14 Jan 2005 to 29 Sep 2011)
    • CF1 Director (14 Jan 2005 to 7 Nov 2011)
  • Ming Ly

    IRN MXL00671

    • [FCA CF] CASS oversight function (since 7 Jun 2024)
  • Paul Graham Butterworth

    IRN PXB53099

    • [FCA CF] Significant management (9 Dec 2019 to 21 Dec 2023)
  • Robert Charles William Organ

    IRN RCO01017

    • SMF3 Executive Director (since 11 Aug 2023)
  • Simon Peter Charles Levett

    IRN SXL53101

    • [FCA CF] Significant management (9 Dec 2019 to 15 Jan 2024)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 10 Jan 2024)
  • Simon Peter Henderson

    IRN SPH01181

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF3 Chief Executive (11 Sep 2019 to 8 Dec 2019)
    • CF1 Director (7 Nov 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (7 Nov 2011 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.