Date authorised
22 December 1988
Companies House
00028472
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 7
    110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402074108000
  • Complaints Contact

    Level 7
    110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402074108000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Frank Lynge Jensen

    IRN FLJ01004

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2006)
  • Frederik Skjott

    IRN FXS00115

    • [FCA CF] Client dealing (30 Sep 2021 to 31 Aug 2024)
  • Gareth Watkins

    IRN GXW01411

    • [FCA CF] Client dealing (7 Mar 2017 to 30 Sep 2024)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF22 Investment Adviser (Trainee) (13 Aug 2007 to 31 Oct 2007)
  • Gary Hilton Smith

    IRN GHS01019

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Gavin John Graeme May

    IRN GJM01144

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (27 Aug 2004 to 31 Oct 2007)
  • Genevieve Rose

    IRN GXR01646

    • [FCA CF] Material risk taker (1 Aug 2023 to 30 Sep 2024)
  • Geoffrey Raymond Simms

    IRN GRS01081

    • CF21 Investment Adviser (3 Feb 2003 to 15 Dec 2004)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 15 Dec 2004)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 3 Feb 2003)
  • George Jovan Milutin Atkinson

    IRN GJA01069

    • [FCA CF] Significant management (since 1 Dec 2020)
    • SMF21 EEA Branch Senior Manager (EBSM) (26 Oct 2016 to 8 Sep 2017)
  • Graeme Robert Harris

    IRN GRH01056

    • CF21 Investment Adviser (1 Dec 2001 to 15 Dec 2004)
  • Graham Philp

    IRN GXP01126

    • CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.