Date authorised
22 December 1988
Companies House
00028472
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 7
    110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402074108000
  • Complaints Contact

    Level 7
    110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402074108000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Carl-Johan Hojer Sjunnesson

    IRN CXH92109

    • [FCA CF] Client dealing (27 Mar 2018 to 30 Jun 2025)
  • Charlotte Margareta Sundberg

    IRN CMS01229

    • CF30 Customer (6 Jan 2016 to 6 Mar 2016)
  • Christian Blinkenberg

    IRN CXB01786

    • [FCA CF] Significant management (since 27 Feb 2017)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (16 Sep 2013 to 6 Mar 2016)
  • Christian Holten Lindholm

    IRN CHL01017

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • Christian John Hillkirk

    IRN CJH01146

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Mar 2017)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (19 Oct 2006 to 31 Oct 2007)
  • Christopher Charles Dorman

    IRN CCD01009

    • CF30 Customer (15 Sep 2014 to 11 Dec 2015)
  • Christopher David Hobbs

    IRN CDH01040

    • CF11 Money Laundering Reporting (1 Dec 2001 to 30 Sep 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 30 Sep 2004)
  • Christopher Jorgen Rygaard

    IRN CJR01163

    • CF30 Customer (9 Jun 2010 to 15 Jul 2011)
  • Christopher Paul Allen

    IRN CPA01014

    • CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2003)
  • Claes Braad Pedersen

    IRN CBP01014

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 6 Jun 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 24 Sep 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.