Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (24 May 2021 to 29 Nov 2021)
- [FCA CF] Functions requiring qualifications (24 May 2021 to 29 Nov 2021)
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- CF30 Customer (15 Sep 2014 to 11 Dec 2015)
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- CF30 Customer (1 Nov 2007 to 23 Jun 2014)
- CF21 Investment Adviser (12 Jan 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.