Date authorised
22 December 1988
Companies House
00028472
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 7
    110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402074108000
  • Complaints Contact

    Level 7
    110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402074108000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul John Graham

    IRN PJG01162

    • CF21 Investment Adviser (2 May 2003 to 17 Dec 2003)
  • Paul Mandeville

    IRN PXM01437

    • CF21 Investment Adviser (1 Dec 2001 to 23 Sep 2002)
  • Paul Robert Alexander

    IRN PRA01036

    • CF21 Investment Adviser (1 Dec 2001 to 15 Oct 2003)
  • Paul Teague

    IRN PXT92118

    • [FCA CF] Client dealing (12 Mar 2018 to 24 Feb 2023)
  • Paul William Milward Smith

    IRN PWS01038

    • [FCA CF] Client dealing (since 22 Nov 2017)
    • [FCA CF] Significant management (since 22 Nov 2017)
    • [FCA CF] Material risk taker (since 22 Nov 2017)
    • [FCA CF] Manager of certification employee (1 Jan 2022 to 1 Oct 2023)
    • CF30 Customer (5 Nov 2014 to 6 Mar 2016)
  • Per Asbjorn Nielsen

    IRN PAN01032

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Dec 2004)
  • Per Hoeg Jensen

    IRN PHJ01012

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Per Munk-Nielsen

    IRN PXM01482

    • CF16 Significant Mgt (Desgntd Investment Business) (5 Dec 2003 to 30 Jun 2006)
    • CF21 Investment Adviser (1 Mar 2003 to 20 Nov 2006)
  • Per Philip Segenmark

    IRN PPS01035

    • CF30 Customer (21 Jan 2011 to 22 Jun 2012)
  • Per Regnarsson

    IRN PXR01207

    • CF30 Customer (1 Nov 2007 to 7 Dec 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (4 Dec 2003 to 30 Sep 2005)
    • CF21 Investment Adviser (4 Dec 2003 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.