Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 22 Nov 2017)
    • [FCA CF] Client dealing (since 22 Nov 2017)
    • [FCA CF] Material risk taker (since 22 Nov 2017)
    • [FCA CF] Manager of certification employee (1 Jan 2022 to 1 Oct 2023)
    • CF30 Customer (5 Nov 2014 to 6 Mar 2016)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 8 Apr 2013)
    • CF21 Investment Adviser (6 Sep 2005 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.